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David Lerner and Associates is Under Investigation by FINRA

  • July 26, 2023

David Lerner and associates was founded in 1976 and is a broker/dealer. The company has offices in the northeast and Florida.

What is mean by associates?

The firm is being investigated by FINRA for recommendations and sales of Spirit of America Energy (SOAEX) funds and Energy 11, and Energy Resources 12 limited partnerships, which were sold to vulnerable investors, including seniors. These REIT investments were based on oil and gas properties, and are highly volatile and can suffer significant losses. DL financial advisors did not adequately assess the potential risks and rewards of these investments, and did not review customers’ risk tolerance profiles or recommend the products only to qualified investors. URL : https://investmentfraudlawyers.com/david-lerner-associates

Investors claimed that DL representatives were pressured to sell these investments to generate commissions. Many of the complaints allege that these securities were unsuitable for the investors’ investment objectives, and that DL failed to adequately explain or disclose the risks associated with these REITs.

DL is also accused of charging excessive markups on municipal bonds and collateralized mortgage obligations. The financial industry’s self-regulatory organization imposed $14 million in sanctions against the firm in 2012, including $12M in customer restitution.

The brokerage has denied the allegations and says it is “time to move the company past these distracting regulatory actions by Finra.” An attorney representing several investors with pending arbitration claims against DL said that the firm should be held accountable for the loss of their retirement savings. He believes that investors will have a chance to recover their investments when they are heard by an impartial arbitrator in the future.

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Why You Should Choose an Emergency Locksmith

  • May 9, 2023

emergency locksmith tampa

Getting Super Locksmith out of your house or car is one of the most annoying situations that you could experience. If you have a lock and key issue, it is always better to hire a professional emergency locksmith than to try to fix the problem yourself. They have the necessary tools and know how to fix your issues fast. They also have the proper insurance to ensure your belongings are safe. Moreover, they complete the work correctly without damaging your locks and keypads.

The services of an emergency locksmith can include changing, repairing and installing residential, commercial and vehicle locks and security systems. They are able to make duplicate keys and can unlock jammed or broken locks. In addition, they may install, repair and maintain window or door shutters and other security equipment. They are also able to rekey locks rather than replacing them, which is more cost effective.

24/7 Emergency Locksmith Services in Tampa: Quick Assistance When You Need It

They also provide a boarding up service to keep your property secure if you have been burgled or suffered damage. Besides this, they can help you to boost your home or office security by installing alarms, CCTV and access control systems.

When choosing a locksmith, you should look for an emergency locksmith tampa with a good reputation and extensive experience. They should be available 24/7 and have a team of professionals who are trained to handle all types of locksmith issues. They should have a mobile van and be able to arrive at your location in a short time.

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Sell My House Fast – How to Sell Your House Fast

  • January 3, 2023

sell my house fast

If you are in a hurry to sell your house, mandichpropertygroup you may want to take a closer look at the various options available. While you can certainly list your home for sale on your own, you will likely get a better deal from a reputable real estate agent.

There are a few different reasons why you might need to sell your home fast. For example, you might have a job relocation coming up. Or you may be inheriting a property.

The most obvious reason is probably the need to clear out a mortgage or other financial obligation. Alternatively, you might find that you accidentally stumble upon your dream home, but need to sell it as quickly as possible.

Typically, the fastest way to sell your house is to find a cash buyer. A buyer who pays cash is not only able to close the transaction quickly, but also process payments more efficiently.

The Desirability of the Location of Your Home

In addition, you can use a fast home sale to get out of a tight financial situation. This can mean a significant break from the cycle of debt, and could lead to a fresh start after a divorce or other big life change.

Of course, you can’t expect a house to sell overnight. Some markets experience intense seasonal changes. And if you have been behind on your mortgage, you could be facing a foreclosure. However, the good news is, there are several steps you can take to speed up the process and make your sale as easy on you as possible.

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Choosing One of the Best Moving Companies in Malaysia

  • November 25, 2022

There are plenty of moving companies in Malaysia that provide professional moving services for domestic and international relocation. Choosing the right company can make your move easy and hassle free. A trusted company can help you pack and move all of your possessions.

What is the cheapest and fastest way to move?

One of the most reputable moving companies in Malaysia locations by Mr Mover. The moving firm offers a wide range of services including premium house moving across Peninsula Malaysia and commercial relocations. This is a company that is known for its outstanding customer service and quality products. They also provide vehicle shipping, storage, and office relocation.

Another reliable and affordable moving service in Malaysia is Stay Green Movers. This company has been providing top-quality services for more than ten years. They provide residential and office moving, as well as delivery.

Aside from these services, they have a dedicated team of professionals. They will carefully handle all of your belongings. They have a warehouse where they store your items.

They can also offer you custom crating for fragile items. They claim that they can move hot tubs and pool tables.

Aside from the above-mentioned services, they offer pickup truck and lorry transport rates. They also have a convenient online booking system that will allow you to request a quotation.

They are known for their affordable prices and quick service. They have a specialized team of movers that will make your moving experience as easy as possible. They also provide insurance for damage during the move.

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What Can a Financial Advisor Do For You?

  • November 11, 2022

Whether you are just starting to save money for the future, looking to diversify your portfolio, or are thinking about retirement, a financial adviser can help you. These advisers are qualified professionals who can provide expert advice on all aspects of finances.

How long should you stay with a financial advisor?

They can also make recommendations on a wide range of financial products. They can help you determine your risk tolerance, and determine which investments are the best for you.

They can also help you make decisions about insurance products. Investing can be stressful, and a financial advisor can take that stress away. They can help you determine your goals, and help you find the best investment opportunities to meet them.

They can also help you plan your tax. Tax planning includes using tax allowances, choosing growth assets over income, and setting up a Family Trust. If you have a complicated tax arrangement, your financial adviser can help you navigate through it.

You can also get personalised advice. This is when an adviser offers you a service that is designed specifically for you. They take your situation into account, and create a plan that is tailored to meet your goals.

These advisers are usually members of a professional organisation, such as Financial Advice New Zealand. The association requires members to meet certain standards of education and experience. They must also comply with the Financial Advisers Act 2008. Financial advisers may also need to be registered with the Financial Services Providers register.